Banking News – SEC Announces Panelists for Market Equipment Roundtable on October 2 
FOR IMMEDIATE RELEASE
2012-202
Washington, D.C., Sept. 28, 2012 — The Securities and Chat Fee today announced the panelists who will participate in the agency’s October 2 market equipment roundtable that will discuss the link between the operational stability and integrity of the securities markets and the ways that market participants design, apply, and manage complex and unified trading technologies.
The morning part of the event will focus on the prevention of errors, counting conversation about current best practices and the matter-of-fact constraints for making, deploying, and in commission systems used to reluctantly breed and route orders, match trades, confirm transactions, and broadcast data. The day panel conversation will focus on error response, with experts discussing how the market might use self-determining filters, objective tests, and other real-time processes or crisis-management procedures to detect, limit, and stop erroneous market actions when they occur.
The roundtable will start at 10 a.m. in the multi-purpose room at the SEC’s Washington D.C. center of operations located at 100 F Street N.E. Public is invited to attend and observe the conversation with seating void on a first-come, first-served basis. The event also will be webcast live on the SEC website and archived for later viewing.
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Agenda and Panelists for Market Equipment Roundtable
10 a.m. — Opening Statements
10:15 a.m. — Panel 1: Preventing Errors through Robust System Design, Use, and Surgical course of action
- Sudhanshu Arya, Administration Boss, ITG
- Chris Isaacson, Chief In commission Officer, BATS Chat
- Dave Lauer, Market Organize and HFT Consultant, Better Markets, Inc.
- Dr. Nancy Leveson, Professor of Aeronautics and Astronautics and Commerce Systems, MIT
- Jamil Nazarali, Head of Citadel Execution Air force, Citadel
- Lou Pastina, Executive Vice Head — NYSE Operations, NYSE
- Christopher Rigg, Partner — Fiscal Air force Diligence, IBM
- Jonathan Ross, Chief Equipment Officer, GETCO LLC
12:15 p.m. — Break
2 p.m. — Panel 2: Responding to Errors and Malfunctions and Administration Crises in Real-Time
- David Bloom, Head of UBS Group Equipment, UBS
- Chad Cook, Chief Equipment Officer, Lime Brokerage LLC
- Anna Ewing, Executive Vice Head and Chief In rank Officer, NASDAQ OMX
- Albert Gambale, Administration Boss and Chief Enhancement Officer, Supply Trust and Clearance Corp.
- Saro Jahani, Chief In rank Officer, Direct Edge
- Dr. M. Lynne Markus, Professor of In rank and Process Management, Bentley Academe
- Lou Steinberg, Chief Equipment Officer, TD Ameritrade
4 p.m. — Roundtable Concludes
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SEC.gov Updates: Press Releases – http://www.sec.gov/news/press/2012/2012-202.htm