Month: August 2017

Hellman & Friedman leads race for $5bn Nets deal

Banking News – Hellman & Friedman leads race for $5bn Nets deal
&nbspUS private equity firm close to special talks for Denmark-listed payments PC
Fiscal Times – Fiscal Air force – https://www.ft.com/content/73d2965e-8e98-11e7-a352-e46f43c5825d

Hellman & Friedman leads race for $5bn Nets deal

Banking News – Hellman & Friedman leads race for $5bn Nets deal
&nbspUS private equity firm close to special talks for Denmark-listed payments PC
Fiscal Times – Fiscal Air force – https://www.ft.com/content/73d2965e-8e98-11e7-a352-e46f43c5825d

A history of women on world currency

Private Finance – A history of women on world currency
 Harriet Tubman’s fate on the $20 bill may not be as certain as we once thought. Here are some notable women from history, and their placements on world currency.
Private finance news – CNNMoney.com – http://rss.cnn.com/~r/rss/money_pf/~3/O6x8sNHztTQ/index.html

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

Chairman Clayton Names Executive Staff

Banking News – Chairman Clayton Names Executive Staff
&nbsp

The Securities and Chat Fee today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton. 

These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy Chief of Staff Sean Memon, Chief Counsel Jaime Klima, Administration Executive Peter Uhlmann, and Senior Advisor to the Chair for Cybersecurity Policy Christopher Hetner. Chairman Clayton’s executive staff is reliable for advising the Chairman on all matters before the Fee, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC’s mission.

“I am pleased that we have assembled a dyed-in-the-wool, talented, and diverse group with such a wide range of experiences in the public and private sectors,” said Chairman Jay Clayton. “With their help, and the work of the dyed-in-the-wool staff of the Fee, I look forward to long-lasting the SEC’s strong tradition of interacting with all constituencies we serve fruitfully and efficiently as we strive to fulfill the SEC’s mission.”

John Cook
Senior Advisor to the Chairman

John Cook is the lead advisor to the Chairman on matters concerning the Rift of Investment Management, Rift of Fiscal and Risk Breakdown (DERA), and Office of the Chief Accountant (OCA), and assists on enforcement matters. Mr. Cook joined the SEC in 2010, earlier serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Authoritative Daniel M. Gallagher. Before joining the SEC, Mr. Cook adept law at Gibson, Dunn & Crutcher LLP, in place of clients in dictatorial matters. Mr. Cook earned his J.D., cum laude, from Harvard Law School and an apprentice degree, magna cum laude, from the Georgetown Academe School of Foreign Service. 

Jeffrey Dinwoodie
Senior Advisor to the Chairman

Jeffrey T. Dinwoodie is the lead advisor to the Chairman on matters concerning the Rift of Trading and Markets, Office of Falling in line Inspections and Examinations, Office of Public Securities, and Office of Credit Ratings, and assists on enforcement matters. Mr. Dinwoodie earlier adept law at Davis Polk & Wardwell LLP, where he advised banks, broker-dealers, clearinghouses, markets, rating agencies, and other fiscal institutions on a wide range of dictatorial, enforcement, and transactional matters. He has been a normal writer and speaker on securities and derivatives law topics. Prior to joining Davis Polk, Mr. Dinwoodie served as an SEC attorney from 2008 to 2011 in the Rift of Trading and Markets. Mr. Dinwoodie earned his J.D., magna cum laude, from American Academe and an apprentice degree from George Mason Academe.

Raquel Fox
Senior Advisor to the Chairman

Raquel Fox is the lead advisor to the Chairman on matters concerning the Rift of Corporation Finance and Office of Global Affairs, and assists on enforcement matters. Ms. Fox joined the SEC in 2011, earlier serving as a Senior Special Counsel to the Boss of the Rift of Corporation Finance and an attorney fellow in the offices of Capital Markets Trends and Rulemaking. Before joining the SEC, Ms. Fox adept law at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in capital markets transactions, corporate power, and leak. She started her career as a certified public accountant, specializing in taxation. Ms. Fox earned her J.D. from Harvard Law School and a master’s degree in Taxation and an apprentice degree, summa cum laude, from Baylor Academe. 

Kristina Littman
Senior Advisor to the Chairman

Kristina Littman is the lead advisor to the Chairman on matters concerning the Rift of Enforcement, and assists on other dictatorial and policy matters. Ms. Littman joined the SEC in 2010, earlier serving as a trial attorney and analytical attorney in the Rift of Enforcement and as Counsel to the Boss of Enforcement. Prior to joining the SEC, Ms. Littman adept law at Drinker Biddle & Reath LLP, specializing in white collar and securities legal action. Ms. Littman earned her J.D. and M.B.A. from Rutgers Academe School of Law – Camden and an apprentice degree from Florida State Academe.

Alan Cohen
Senior Policy Advisor to the Chairman

Alan Cohen will serve as advisor to the Chairman on emerging risks and dictatorial developments, counting the impact of Brexit, new European Union set of laws (e.g. MiFID II), and issues related to domestic and global clearance and agreement of securities and derivatives transactions. Most just, Mr. Cohen was an advisor to the executive office at Goldman Sachs after joining the firm in 2004 as the Global Head of Falling in line and a member of the management group, where he supervised a global team that was reliable for falling in line across all affair and fiscal harvest, and in every major global market. Additionally, he was the court-appointed receiver of an SEC- and CFTC-corresponding firm that engaged in a global securities and cargo fraud scheme and served on FINRA’s Falling in line Advisory Group and Global Advisory Working Group. From 1991 to 2003, Mr. Cohen made and co-headed the white collar and dictatorial defense do at O’Melveny & Myers LLP. Mr. Cohen earned his J.D. from Rutgers School of Law – Newark, a Ph.D. in Biased Science from Rutgers Academe, and an apprentice degree from Temple Academe.

Christopher Carofine
Boss of Exchanges

Christopher Carofine serves as Boss of Exchanges to Chairman Clayton, advising on all matters related to exchanges and media relations. Prior to joining the SEC, Mr. Carofine served as the Exchanges Boss for Rep. Scott Garrett, former Chairman of the House Fiscal Air force Subcommittee on Capital Markets and Regime-Sponsored Enterprises. He was earlier a Senior Account Executive at a affair exchanges and public relations firm in New York. Mr. Carofine earned his apprentice degree from Rutgers Academe.

Shelby Begany Telle
Confidential Supporter

Shelby Begany Telle serves as Confidential Supporter to Chairman Clayton. Prior to joining the SEC staff, Ms. Telle spent four years working on Capitol Hill—most just for the Senate Rules Group and earlier for the Senate Group on Banking, Housing and Urban Affairs and the Senate Appropriations Group—all for U.S. Senator Richard Shelby. Ms. Telle earned her apprentice degree from Vanderbilt Academe, where she was a Chancellor’s Scholar, and is an evening student at broad Academe’s Columbus School of Law.

Other Members of the Executive Staff

Lucas Moskowitz
Chief of Staff
Bio

Sean Memon
Deputy Chief of Staff
Bio

Jaime Klima
Chief Counsel
Bio

Peter Uhlmann
Administration Executive
Bio

Christopher Hetner
Senior Advisor to the Chair for Cybersecurity Policy
Bio

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-155

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

Banking News – SEC Names Jeffrey Harris as Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Jeffrey H. Harris has been named Boss of the agency’s Rift of Fiscal and Risk Breakdown (DERA).  He replaces former boss Mark Flannery who left the agency to return to instruction.

DERA was made in September 2009 to integrate fiscal economics and rigorous data analytics into the core mission and operations of the SEC. As Boss, Dr. Harris will lead DERA’s team of veteran economists as they are caught up across the entire range of SEC actions, counting policy, rulemaking, enforcement, and examination.

“Dr. Harris’s wide investigate on securities and cargo issues and encounter in regime, academe circles, and the private sector make him a fantastic fit to lead DERA’s team of dyed-in-the-wool economists,” said Chairman Jay Clayton. “I am in no doubt that DERA will take up again to provide the SEC’s staff and the Fee with the vital fiscal breakdown, investigate, and support they need.”

Dr. Harris added, “The team at DERA is one of the most well-respected and talented groups of economists in public service and it is an honor to join their ranks. I look forward to working with my new team, agency staff, and the Commissioners as we work to fulfill the SEC’s mission.”

Chairman Clayton also thanked Acting Boss Scott Bauguess. “Scott has been a huge leader of DERA since the departure of Professor Flannery and I look forward to long-lasting to work with him on various vital projects.”

Dr. Harris is now a professor and the Gary D. Cohn Goldman Sachs Chair in Finance at Kogod School of Affair at American Academe in Washington, D.C. Dr. Harris has an wide social class in market microstructure and dictatorial issues. He just served as Chief Economist at the Commodity Futures Trading Fee, with prior encounter as Visiting Literary at the Nasdaq Stock Market and at the SEC. He has earlier held faculty appointments as the Dean’s Chair in Finance at the Whitman School of Management at Syracuse Academe, as the Collins Chair of Finance in the Cox School of Affair at Southern Methodist Academe (visiting), and at the Academe of Delaware, the Academe of Notre Dame, and The Ohio State Academe.

DERA relies on a variety of literary disciplines, quantitative and non-quantitative approaches, and information of market institutions and practices to help the Fee deal with complex matters and conduct fiscal breakdown in a fresh light. DERA also assists in the Fee’s efforts to spot, analyze, and respond to risks and trends, counting those linked with new fiscal harvest and strategies. Through the range and nature of its actions, DERA serves the vital gathering of promoting shared efforts right through the agency and contravention through silos that might if not limit the impact of the agency’s institutional expertise.

Dr. Harris’s investigate has appeared in the Energy Journal, European Fiscal Management, Fiscal Management, The Fiscal Review, the Journal of Finance, the Journal of Investment Management, the Journal of Fiscal and Quantitative Breakdown, the Journal of Fiscal Economics, the Journal of Futures Markets, the Review of Futures Markets and the Review of Fiscal Studies.

Dr. Harris holds an apprentice degree and M.B.A. from the Academe of Iowa and a Ph.D. in Finance from The Ohio State Academe. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-154

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

Banking News – SEC Names Jeffrey Harris as Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Jeffrey H. Harris has been named Boss of the agency’s Rift of Fiscal and Risk Breakdown (DERA).  He replaces former boss Mark Flannery who left the agency to return to instruction.

DERA was made in September 2009 to integrate fiscal economics and rigorous data analytics into the core mission and operations of the SEC. As Boss, Dr. Harris will lead DERA’s team of veteran economists as they are caught up across the entire range of SEC actions, counting policy, rulemaking, enforcement, and examination.

“Dr. Harris’s wide investigate on securities and cargo issues and encounter in regime, academe circles, and the private sector make him a fantastic fit to lead DERA’s team of dyed-in-the-wool economists,” said Chairman Jay Clayton. “I am in no doubt that DERA will take up again to provide the SEC’s staff and the Fee with the vital fiscal breakdown, investigate, and support they need.”

Dr. Harris added, “The team at DERA is one of the most well-respected and talented groups of economists in public service and it is an honor to join their ranks. I look forward to working with my new team, agency staff, and the Commissioners as we work to fulfill the SEC’s mission.”

Chairman Clayton also thanked Acting Boss Scott Bauguess. “Scott has been a huge leader of DERA since the departure of Professor Flannery and I look forward to long-lasting to work with him on various vital projects.”

Dr. Harris is now a professor and the Gary D. Cohn Goldman Sachs Chair in Finance at Kogod School of Affair at American Academe in Washington, D.C. Dr. Harris has an wide social class in market microstructure and dictatorial issues. He just served as Chief Economist at the Commodity Futures Trading Fee, with prior encounter as Visiting Literary at the Nasdaq Stock Market and at the SEC. He has earlier held faculty appointments as the Dean’s Chair in Finance at the Whitman School of Management at Syracuse Academe, as the Collins Chair of Finance in the Cox School of Affair at Southern Methodist Academe (visiting), and at the Academe of Delaware, the Academe of Notre Dame, and The Ohio State Academe.

DERA relies on a variety of literary disciplines, quantitative and non-quantitative approaches, and information of market institutions and practices to help the Fee deal with complex matters and conduct fiscal breakdown in a fresh light. DERA also assists in the Fee’s efforts to spot, analyze, and respond to risks and trends, counting those linked with new fiscal harvest and strategies. Through the range and nature of its actions, DERA serves the vital gathering of promoting shared efforts right through the agency and contravention through silos that might if not limit the impact of the agency’s institutional expertise.

Dr. Harris’s investigate has appeared in the Energy Journal, European Fiscal Management, Fiscal Management, The Fiscal Review, the Journal of Finance, the Journal of Investment Management, the Journal of Fiscal and Quantitative Breakdown, the Journal of Fiscal Economics, the Journal of Futures Markets, the Review of Futures Markets and the Review of Fiscal Studies.

Dr. Harris holds an apprentice degree and M.B.A. from the Academe of Iowa and a Ph.D. in Finance from The Ohio State Academe. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-154

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

Banking News – SEC Names Jeffrey Harris as Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Jeffrey H. Harris has been named Boss of the agency’s Rift of Fiscal and Risk Breakdown (DERA).  He replaces former boss Mark Flannery who left the agency to return to instruction.

DERA was made in September 2009 to integrate fiscal economics and rigorous data analytics into the core mission and operations of the SEC. As Boss, Dr. Harris will lead DERA’s team of veteran economists as they are caught up across the entire range of SEC actions, counting policy, rulemaking, enforcement, and examination.

“Dr. Harris’s wide investigate on securities and cargo issues and encounter in regime, academe circles, and the private sector make him a fantastic fit to lead DERA’s team of dyed-in-the-wool economists,” said Chairman Jay Clayton. “I am in no doubt that DERA will take up again to provide the SEC’s staff and the Fee with the vital fiscal breakdown, investigate, and support they need.”

Dr. Harris added, “The team at DERA is one of the most well-respected and talented groups of economists in public service and it is an honor to join their ranks. I look forward to working with my new team, agency staff, and the Commissioners as we work to fulfill the SEC’s mission.”

Chairman Clayton also thanked Acting Boss Scott Bauguess. “Scott has been a huge leader of DERA since the departure of Professor Flannery and I look forward to long-lasting to work with him on various vital projects.”

Dr. Harris is now a professor and the Gary D. Cohn Goldman Sachs Chair in Finance at Kogod School of Affair at American Academe in Washington, D.C. Dr. Harris has an wide social class in market microstructure and dictatorial issues. He just served as Chief Economist at the Commodity Futures Trading Fee, with prior encounter as Visiting Literary at the Nasdaq Stock Market and at the SEC. He has earlier held faculty appointments as the Dean’s Chair in Finance at the Whitman School of Management at Syracuse Academe, as the Collins Chair of Finance in the Cox School of Affair at Southern Methodist Academe (visiting), and at the Academe of Delaware, the Academe of Notre Dame, and The Ohio State Academe.

DERA relies on a variety of literary disciplines, quantitative and non-quantitative approaches, and information of market institutions and practices to help the Fee deal with complex matters and conduct fiscal breakdown in a fresh light. DERA also assists in the Fee’s efforts to spot, analyze, and respond to risks and trends, counting those linked with new fiscal harvest and strategies. Through the range and nature of its actions, DERA serves the vital gathering of promoting shared efforts right through the agency and contravention through silos that might if not limit the impact of the agency’s institutional expertise.

Dr. Harris’s investigate has appeared in the Energy Journal, European Fiscal Management, Fiscal Management, The Fiscal Review, the Journal of Finance, the Journal of Investment Management, the Journal of Fiscal and Quantitative Breakdown, the Journal of Fiscal Economics, the Journal of Futures Markets, the Review of Futures Markets and the Review of Fiscal Studies.

Dr. Harris holds an apprentice degree and M.B.A. from the Academe of Iowa and a Ph.D. in Finance from The Ohio State Academe. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-154

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

Banking News – SEC Names Jeffrey Harris as Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Jeffrey H. Harris has been named Boss of the agency’s Rift of Fiscal and Risk Breakdown (DERA).  He replaces former boss Mark Flannery who left the agency to return to instruction.

DERA was made in September 2009 to integrate fiscal economics and rigorous data analytics into the core mission and operations of the SEC. As Boss, Dr. Harris will lead DERA’s team of veteran economists as they are caught up across the entire range of SEC actions, counting policy, rulemaking, enforcement, and examination.

“Dr. Harris’s wide investigate on securities and cargo issues and encounter in regime, academe circles, and the private sector make him a fantastic fit to lead DERA’s team of dyed-in-the-wool economists,” said Chairman Jay Clayton. “I am in no doubt that DERA will take up again to provide the SEC’s staff and the Fee with the vital fiscal breakdown, investigate, and support they need.”

Dr. Harris added, “The team at DERA is one of the most well-respected and talented groups of economists in public service and it is an honor to join their ranks. I look forward to working with my new team, agency staff, and the Commissioners as we work to fulfill the SEC’s mission.”

Chairman Clayton also thanked Acting Boss Scott Bauguess. “Scott has been a huge leader of DERA since the departure of Professor Flannery and I look forward to long-lasting to work with him on various vital projects.”

Dr. Harris is now a professor and the Gary D. Cohn Goldman Sachs Chair in Finance at Kogod School of Affair at American Academe in Washington, D.C. Dr. Harris has an wide social class in market microstructure and dictatorial issues. He just served as Chief Economist at the Commodity Futures Trading Fee, with prior encounter as Visiting Literary at the Nasdaq Stock Market and at the SEC. He has earlier held faculty appointments as the Dean’s Chair in Finance at the Whitman School of Management at Syracuse Academe, as the Collins Chair of Finance in the Cox School of Affair at Southern Methodist Academe (visiting), and at the Academe of Delaware, the Academe of Notre Dame, and The Ohio State Academe.

DERA relies on a variety of literary disciplines, quantitative and non-quantitative approaches, and information of market institutions and practices to help the Fee deal with complex matters and conduct fiscal breakdown in a fresh light. DERA also assists in the Fee’s efforts to spot, analyze, and respond to risks and trends, counting those linked with new fiscal harvest and strategies. Through the range and nature of its actions, DERA serves the vital gathering of promoting shared efforts right through the agency and contravention through silos that might if not limit the impact of the agency’s institutional expertise.

Dr. Harris’s investigate has appeared in the Energy Journal, European Fiscal Management, Fiscal Management, The Fiscal Review, the Journal of Finance, the Journal of Investment Management, the Journal of Fiscal and Quantitative Breakdown, the Journal of Fiscal Economics, the Journal of Futures Markets, the Review of Futures Markets and the Review of Fiscal Studies.

Dr. Harris holds an apprentice degree and M.B.A. from the Academe of Iowa and a Ph.D. in Finance from The Ohio State Academe. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-154

SEC Names Jeffrey Harris as Director of the Division of Economic and Risk Analysis

Banking News – SEC Names Jeffrey Harris as Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Jeffrey H. Harris has been named Boss of the agency’s Rift of Fiscal and Risk Breakdown (DERA).  He replaces former boss Mark Flannery who left the agency to return to instruction.

DERA was made in September 2009 to integrate fiscal economics and rigorous data analytics into the core mission and operations of the SEC. As Boss, Dr. Harris will lead DERA’s team of veteran economists as they are caught up across the entire range of SEC actions, counting policy, rulemaking, enforcement, and examination.

“Dr. Harris’s wide investigate on securities and cargo issues and encounter in regime, academe circles, and the private sector make him a fantastic fit to lead DERA’s team of dyed-in-the-wool economists,” said Chairman Jay Clayton. “I am in no doubt that DERA will take up again to provide the SEC’s staff and the Fee with the vital fiscal breakdown, investigate, and support they need.”

Dr. Harris added, “The team at DERA is one of the most well-respected and talented groups of economists in public service and it is an honor to join their ranks. I look forward to working with my new team, agency staff, and the Commissioners as we work to fulfill the SEC’s mission.”

Chairman Clayton also thanked Acting Boss Scott Bauguess. “Scott has been a huge leader of DERA since the departure of Professor Flannery and I look forward to long-lasting to work with him on various vital projects.”

Dr. Harris is now a professor and the Gary D. Cohn Goldman Sachs Chair in Finance at Kogod School of Affair at American Academe in Washington, D.C. Dr. Harris has an wide social class in market microstructure and dictatorial issues. He just served as Chief Economist at the Commodity Futures Trading Fee, with prior encounter as Visiting Literary at the Nasdaq Stock Market and at the SEC. He has earlier held faculty appointments as the Dean’s Chair in Finance at the Whitman School of Management at Syracuse Academe, as the Collins Chair of Finance in the Cox School of Affair at Southern Methodist Academe (visiting), and at the Academe of Delaware, the Academe of Notre Dame, and The Ohio State Academe.

DERA relies on a variety of literary disciplines, quantitative and non-quantitative approaches, and information of market institutions and practices to help the Fee deal with complex matters and conduct fiscal breakdown in a fresh light. DERA also assists in the Fee’s efforts to spot, analyze, and respond to risks and trends, counting those linked with new fiscal harvest and strategies. Through the range and nature of its actions, DERA serves the vital gathering of promoting shared efforts right through the agency and contravention through silos that might if not limit the impact of the agency’s institutional expertise.

Dr. Harris’s investigate has appeared in the Energy Journal, European Fiscal Management, Fiscal Management, The Fiscal Review, the Journal of Finance, the Journal of Investment Management, the Journal of Fiscal and Quantitative Breakdown, the Journal of Fiscal Economics, the Journal of Futures Markets, the Review of Futures Markets and the Review of Fiscal Studies.

Dr. Harris holds an apprentice degree and M.B.A. from the Academe of Iowa and a Ph.D. in Finance from The Ohio State Academe. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-154

SEC Names Dalia Blass as Director of the Division of Investment Management

Banking News – SEC Names Dalia Blass as Boss of the Rift of Investment Management
&nbsp

The Securities and Chat Fee today announced that Dalia Blass has been named Boss of the agency’s Rift of Investment Management.

The SEC’s Rift of Investment Management works to protect investors and to promote capital formation and innovation in investment harvest and air force through administration and parameter of the nation’s multi-trillion dollar investment management diligence. The Rift is reliable for the Fee’s parameter of investment companies, dithering indemnity harvest, and federally registered investment advisers. 

“Dalia’s years of service here at the SEC and wide encounter in the private sector will make her a vital asset to the agency and the Rift of Investment Management,” said Chairman Jay Clayton. “The investment management diligence is constantly evolving, yet its integrity is vital to our markets and Main Street investors. I know Dalia and the dyed-in-the-wool team in the Investment Management Rift admit this and will take up again to work every day to fulfill the SEC’s mission.”

Ms. Blass returns to the SEC after earlier serving in a number of leadership roles in the Rift of Investment Management, most just as Supporter Chief Counsel. During her SEC tenure of more than a decade, Ms. Blass expected the SEC’s Manuel F. Cohen Award, which recognizes outstanding legal ability and routine.

“It is an giant honor to return to the SEC to work with Chairman Clayton, Commissioners Stein and Piwowar, and the talented and hard-working staff in the Rift of Investment Management and across the agency,” said Ms. Blass. “The asset management diligence is more vital than ever to American investors and to our capital markets. I am humbled by the chance to lead the Rift and to promote opportunities for capital formation and innovation that refund investors.”

Ms. Blass joins the agency from Ropes & Gray LLP, where she advised on a broad range of investment fund, private equity, and dictatorial matters. She earlier adept law at O’Melveny & Myers LLP, and started her career in the London office of Shearman & right LLP.

Ms. Blass earned a J.D. from Columbia Academe School of Law, where she was Harlan Fiske Stone Scholar and Executive Editor of the Journal of Intercontinental Law. She expected her B.A in global studies from the American Academe and studied biased science at the American Academe in Cairo. 

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2017-153