Month: May 2018

Chyhe Becker Named Acting Chief Economist and Acting Director of the Division of Economic and Risk Analysis

Banking News – Chyhe Becker Named Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown
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The Securities and Chat Fee today announced that Dr. Chyhe Kim Becker has been named as the Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown (DERA). 

Dr. Becker joined the SEC in 2008 as Supporter Chief Economist and has served as an Normal Boss in DERA since 2015, leading the Rift’s Office of Legal action Economics.  Dr. Becker has expected copious awards for her service, counting the Analytical Achievement Award from the U.S. Attorney’s Office, Constituency of Massachusetts, and the SEC’s Distinction in Leadership Award.  In recollection of her work on behalf of the SEC’s LGBT Group, Dr. Becker has also expected the SEC’s Diversity and Inclusion Award. 

“I am thankful to Dr. Becker for taking on this vital role administration the elemental breakdown and investigate that DERA provides in support of the Fee’s work,” said Chairman Jay Clayton.  “Dr. Becker’s demonstrated stanchness to rigorous fiscal breakdown, and the respect she has earned from her colleagues, will serve the agency and Main Street investors well.” 

“I am honored to have an chance to expand my work with the dyed-in-the-wool and hard-working staff in DERA,” said Dr. Becker.  “It has been a pleasure to lead an exceptionally talented and collegial office within the Rift, and I look forward to the chance to say across the broad range of DERA actions.”

Before joining the SEC, Dr. Becker was a Principal with Chicago Partners LLC, where she particular in securities legal action.  Prior to Chicago Partners, she was a Principal with the Fiscal Consulting group at Deloitte Fiscal Advisory Air force LLP where she provided expert authentication and breakdown in securities legal action matters as well as narrow disputes.  Dr. Becker expected an MBA and Ph.D. in Fiscal Economics from The Academe of Chicago Modify School of Affair, and a B.A. in Psychology from Yale Academe.  Dr. Becker taught corporate finance at The Academe of Chicago Modify School of Affair and her investigate has been in print in the Journal of Fiscal Intermediation.

SEC.gov Updates: Press Releases – https://www.sec.gov/

Chyhe Becker Named Acting Chief Economist and Acting Director of the Division of Economic and Risk Analysis

Banking News – Chyhe Becker Named Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Chyhe Kim Becker has been named as the Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown (DERA). 

Dr. Becker joined the SEC in 2008 as Supporter Chief Economist and has served as an Normal Boss in DERA since 2015, leading the Rift’s Office of Legal action Economics.  Dr. Becker has expected copious awards for her service, counting the Analytical Achievement Award from the U.S. Attorney’s Office, Constituency of Massachusetts, and the SEC’s Distinction in Leadership Award.  In recollection of her work on behalf of the SEC’s LGBT Group, Dr. Becker has also expected the SEC’s Diversity and Inclusion Award. 

“I am thankful to Dr. Becker for taking on this vital role administration the elemental breakdown and investigate that DERA provides in support of the Fee’s work,” said Chairman Jay Clayton.  “Dr. Becker’s demonstrated stanchness to rigorous fiscal breakdown, and the respect she has earned from her colleagues, will serve the agency and Main Street investors well.” 

“I am honored to have an chance to expand my work with the dyed-in-the-wool and hard-working staff in DERA,” said Dr. Becker.  “It has been a pleasure to lead an exceptionally talented and collegial office within the Rift, and I look forward to the chance to say across the broad range of DERA actions.”

Before joining the SEC, Dr. Becker was a Principal with Chicago Partners LLC, where she particular in securities legal action.  Prior to Chicago Partners, she was a Principal with the Fiscal Consulting group at Deloitte Fiscal Advisory Air force LLP where she provided expert authentication and breakdown in securities legal action matters as well as narrow disputes.  Dr. Becker expected an MBA and Ph.D. in Fiscal Economics from The Academe of Chicago Modify School of Affair, and a B.A. in Psychology from Yale Academe.  Dr. Becker taught corporate finance at The Academe of Chicago Modify School of Affair and her investigate has been in print in the Journal of Fiscal Intermediation.

SEC.gov Updates: Press Releases – https://www.sec.gov/

Chyhe Becker Named Acting Chief Economist and Acting Director of the Division of Economic and Risk Analysis

Banking News – Chyhe Becker Named Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown
&nbsp

The Securities and Chat Fee today announced that Dr. Chyhe Kim Becker has been named as the Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown (DERA). 

Dr. Becker joined the SEC in 2008 as Supporter Chief Economist and has served as an Normal Boss in DERA since 2015, leading the Rift’s Office of Legal action Economics.  Dr. Becker has expected copious awards for her service, counting the Analytical Achievement Award from the U.S. Attorney’s Office, Constituency of Massachusetts, and the SEC’s Distinction in Leadership Award.  In recollection of her work on behalf of the SEC’s LGBT Group, Dr. Becker has also expected the SEC’s Diversity and Inclusion Award. 

“I am thankful to Dr. Becker for taking on this vital role administration the elemental breakdown and investigate that DERA provides in support of the Fee’s work,” said Chairman Jay Clayton.  “Dr. Becker’s demonstrated stanchness to rigorous fiscal breakdown, and the respect she has earned from her colleagues, will serve the agency and Main Street investors well.” 

“I am honored to have an chance to expand my work with the dyed-in-the-wool and hard-working staff in DERA,” said Dr. Becker.  “It has been a pleasure to lead an exceptionally talented and collegial office within the Rift, and I look forward to the chance to say across the broad range of DERA actions.”

Before joining the SEC, Dr. Becker was a Principal with Chicago Partners LLC, where she particular in securities legal action.  Prior to Chicago Partners, she was a Principal with the Fiscal Consulting group at Deloitte Fiscal Advisory Air force LLP where she provided expert authentication and breakdown in securities legal action matters as well as narrow disputes.  Dr. Becker expected an MBA and Ph.D. in Fiscal Economics from The Academe of Chicago Modify School of Affair, and a B.A. in Psychology from Yale Academe.  Dr. Becker taught corporate finance at The Academe of Chicago Modify School of Affair and her investigate has been in print in the Journal of Fiscal Intermediation.

SEC.gov Updates: Press Releases – https://www.sec.gov/

8 Tech Stocks That Pay You to Own Them

Private Finance – 8 Tech Stocks That Pay You to Own Them
 

When you buy stocks, you’re trying to get returns from two places: growth and/or dividends. And for the longest time, tech stocks were bought for the former. Pick up Amazon.com (AMZN) for $300, sell half at a thousand bucks a few years later, and you’re sitting on free shares worth $1,600 each a year after that. Fantastic!

But, many equipment companies are budding – early growth is behind them, and they need an uncommon way to draw investors. Thus, many tech stocks are early to deliver dividends, paying people to own them.

That doesn’t mean every tech firm donation up a regular delivery is done growing when all’s said and done. The augmented incidence of equipment in all aspects of human life means that there’s still plenty of upside, even for Wall Street’s largest tech companies. To wit, ancient-guard blue-chip Microsoft (MSFT) just hit $760 billion in market capitalization to surpass Google parent Alphabet (GOOGL) in market share.

Several tech stocks offer an ideal amalgamation of bonus and growth the makings. Here are eight picks that now deliver that 1-2 punch.

SEE ALSO: 53 Best Bonus Stocks for 2018 and Beyond

Kiplinger Private Finance – https://www.kiplinger.com/slideshow/investing/T058-S001-8-tech-stocks-that-pay-you-to-own-them/index.html

8 Tech Stocks That Pay You to Own Them

Private Finance – 8 Tech Stocks That Pay You to Own Them
 

When you buy stocks, you’re trying to get returns from two places: growth and/or dividends. And for the longest time, tech stocks were bought for the former. Pick up Amazon.com (AMZN) for $300, sell half at a thousand bucks a few years later, and you’re sitting on free shares worth $1,600 each a year after that. Fantastic!

But, many equipment companies are budding – early growth is behind them, and they need an uncommon way to draw investors. Thus, many tech stocks are early to deliver dividends, paying people to own them.

That doesn’t mean every tech firm donation up a regular delivery is done growing when all’s said and done. The augmented incidence of equipment in all aspects of human life means that there’s still plenty of upside, even for Wall Street’s largest tech companies. To wit, ancient-guard blue-chip Microsoft (MSFT) just hit $760 billion in market capitalization to surpass Google parent Alphabet (GOOGL) in market share.

Several tech stocks offer an ideal amalgamation of bonus and growth the makings. Here are eight picks that now deliver that 1-2 punch.

SEE ALSO: 53 Best Bonus Stocks for 2018 and Beyond

Kiplinger Private Finance – https://www.kiplinger.com/slideshow/investing/T058-S001-8-tech-stocks-that-pay-you-to-own-them/index.html

Medicare Part D Drug Coverage Gap Closing at Faster Clip

Private Finance – Medicare Part D Drug Coverage Gap Closing at Quicker Clip
 Retirees should spend less on brand-name prescriptions in 2019, but it’s still a excellent thought to compare Part D options during open conscription this fall.
Kiplinger Private Finance – https://www.kiplinger.com/article/retirement/T039-C000-S004-medicare-part-d-drug-coverage-gap-closing.html

Medicare Part D Drug Coverage Gap Closing at Faster Clip

Private Finance – Medicare Part D Drug Coverage Gap Closing at Quicker Clip
 Retirees should spend less on brand-name prescriptions in 2019, but it’s still a excellent thought to compare Part D options during open conscription this fall.
Kiplinger Private Finance – https://www.kiplinger.com/article/retirement/T039-C000-S004-medicare-part-d-drug-coverage-gap-closing.html

Don’t Give Up on This Wild Bull Market

Private Finance – Don’t Give Up on This Wild Bull Market
 Sticking with stocks has always been a struggle. Nine years into a bull market, it still is.
Kiplinger Private Finance – https://www.kiplinger.com/article/investing/T052-C007-S001-bull-market-don-t-give-up-in-2018.html

Don’t Give Up on This Wild Bull Market

Private Finance – Don’t Give Up on This Wild Bull Market
 Sticking with stocks has always been a struggle. Nine years into a bull market, it still is.
Kiplinger Private Finance – https://www.kiplinger.com/article/investing/T052-C007-S001-bull-market-don-t-give-up-in-2018.html

SEC Names Julie A. Erhardt Acting Chief Risk Officer

Banking News – SEC Names Julie A. Erhardt Acting Chief Risk Officer
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The Securities and Chat Fee today announced that Julie A. Erhardt has been named the Fee’s Acting Chief Risk Officer, to serve while the agency completes its search to fill this vital new spot.  

As Acting Chief Risk Officer, Ms. Erhardt will coordinate the SEC’s efforts to spot, monitor, and allay key risks across the Fee’s divisions and offices.  Working within the SEC’s Office of the Chief In commission Officer, Ms. Erhardt will also serve as a key adviser on other matters related to the Fee’s operational risks and reins.

Ms. Erhardt joined the Fee in 2004 as a Deputy Chief Accountant in the Office of the Chief Accountant, a spot she now holds.  In this room, Ms. Erhardt has focused on rising strategic and matter-of-fact solutions to complex policy matters related to issuer fiscal exposure to investors, counting the various risk assessments and assurances that go into producing these results.  In her before work as an auditor in public do, Ms. Erhardt and the date teams that she managed both gauged and made these and other risk assessments in a wide range of situations.  

“Julie’s donations to the Fee over the course of nearly 14 years have been broad, lasting, and consistently focused on market integrity and the long-term wellbeing of Main Street investors,” said Chairman Jay Clayton.  “I am pleased she has agreed to serve on an interim basis in the Chief Risk Officer role, which will be instrumental to our efforts to keep up a robust program for identifying and addressing vital risks to the agency’s mission.”

“Julie’s expertise in domestic reins, auditing and risk management will serve the SEC well in increase the agency’s ability to meet current and emerging challenges to our mission,” said Chief In commission Officer Ken Johnson.  “Her social class and many years of service at the SEC will allow her to hit the ground running.”

Ms. Erhardt added, “I am thankful for this new chance to say to the work of the Fee to promote commanding risk management across the SEC.  I am also excited because my before global responsibilities at the SEC have taught me how vital it is to collaboratively mesh talent and innovative thoughts across a large group of people who each have the same goal in mind.”      

Prior to joining the Fee Ms. Erhardt was a partner at Arthur Andersen.  Ms. Erhardt expected her M.S. degree in Management from Stanford Academe and her B.A. degree in Affair, with high honor, from Michigan State Academe.

SEC.gov Updates: Press Releases – https://www.sec.gov/

SEC Names Julie A. Erhardt Acting Chief Risk Officer

Banking News – SEC Names Julie A. Erhardt Acting Chief Risk Officer
&nbsp

The Securities and Chat Fee today announced that Julie A. Erhardt has been named the Fee’s Acting Chief Risk Officer, to serve while the agency completes its search to fill this vital new spot.  

As Acting Chief Risk Officer, Ms. Erhardt will coordinate the SEC’s efforts to spot, monitor, and allay key risks across the Fee’s divisions and offices.  Working within the SEC’s Office of the Chief In commission Officer, Ms. Erhardt will also serve as a key adviser on other matters related to the Fee’s operational risks and reins.

Ms. Erhardt joined the Fee in 2004 as a Deputy Chief Accountant in the Office of the Chief Accountant, a spot she now holds.  In this room, Ms. Erhardt has focused on rising strategic and matter-of-fact solutions to complex policy matters related to issuer fiscal exposure to investors, counting the various risk assessments and assurances that go into producing these results.  In her before work as an auditor in public do, Ms. Erhardt and the date teams that she managed both gauged and made these and other risk assessments in a wide range of situations.  

“Julie’s donations to the Fee over the course of nearly 14 years have been broad, lasting, and consistently focused on market integrity and the long-term wellbeing of Main Street investors,” said Chairman Jay Clayton.  “I am pleased she has agreed to serve on an interim basis in the Chief Risk Officer role, which will be instrumental to our efforts to keep up a robust program for identifying and addressing vital risks to the agency’s mission.”

“Julie’s expertise in domestic reins, auditing and risk management will serve the SEC well in increase the agency’s ability to meet current and emerging challenges to our mission,” said Chief In commission Officer Ken Johnson.  “Her social class and many years of service at the SEC will allow her to hit the ground running.”

Ms. Erhardt added, “I am thankful for this new chance to say to the work of the Fee to promote commanding risk management across the SEC.  I am also excited because my before global responsibilities at the SEC have taught me how vital it is to collaboratively mesh talent and innovative thoughts across a large group of people who each have the same goal in mind.”      

Prior to joining the Fee Ms. Erhardt was a partner at Arthur Andersen.  Ms. Erhardt expected her M.S. degree in Management from Stanford Academe and her B.A. degree in Affair, with high honor, from Michigan State Academe.

SEC.gov Updates: Press Releases – https://www.sec.gov/

SEC Charges Investment Banker in Insider Trading Scheme

Banking News – SEC Charges Investment Banker in Insider Trading Scheme
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The Securities and Chat Fee today charged an worker of a prominent investment bank with over and over again using his access to highly confidential in rank in order to place illicit and profitable trades in advance of deals on which the bank was as long as investment banking advisory air force.

According to the SEC’s protest, Woojae “Steve” Jung, a Vice Head of Investment Banking who worked in the bank’s San Francisco and New York offices, used insightful client in rank in order to trade in the securities of 12 uncommon companies prior to the periodical of market-moving events.  The SEC alleges that between 2015 and 2017, Jung used an account held in the name of a friend living in South Korea to place these illegal trades and breed profits of approximately $140,000.  As alleged in the protest, by using his friend’s brokerage account, Jung attempted to evade detection by avoidance his employer’s equipment that he pre-clear his trades and that he use an ordinary brokerage firm that would have reported the trading to his employer.

“Jung tried to protect himself by allegedly placing trades in the brokerage account of a friend who lived overseas,” said Joseph G. Sansone, Chief of the SEC’s Market Abuse Unit.  “Like others before him, Jung’s alleged scheme failed when our data breakdown learned the account’s suspicious trading pattern and, despite Jung’s attempts at evasion, traced the trading back to him.”   

The SEC’s protest, filed in federal constituency court in Manhattan, charges Jung with fraud and seeks disgorgement of allegedly ill-gotten gains, pre-discrimination appeal, penalties, and injunctive relief.  The protest also names Jung’s friend, Sungrok Hwang, as a relief defendant to have him pour out illicit gains that Jung generated by trading in his brokerage account.  The U.S. Attorney’s Office for the Southern Constituency of New York today unsealed criminal charges against Jung.

The SEC’s investigation was conducted by Megan Bergstrom, David Brown, and Diana Tani of the Market Abuse Unit in the Los Angeles Regional Office with help from John Rymas of the unit’s Breakdown and Detection Center.  Gary Leung will lead the SEC’s legal action.  The SEC appreciates the help of the U.S. Attorney’s Office for the Southern Constituency of New York, the Federal Bureau of Investigation, and the Fiscal Diligence Dictatorial Power.    

SEC.gov Updates: Press Releases – https://www.sec.gov/

Chyhe Becker Named Acting Chief Economist and Acting Director of the Division of Economic and Risk Analysis

Banking News – Chyhe Becker Named Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown
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The Securities and Chat Fee today announced that Dr. Chyhe Kim Becker has been named as the Acting Chief Economist and Acting Boss of the Rift of Fiscal and Risk Breakdown (DERA). 

Dr. Becker joined the SEC in 2008 as Supporter Chief Economist and has served as an Normal Boss in DERA since 2015, leading the Rift’s Office of Legal action Economics.  Dr. Becker has expected copious awards for her service, counting the Analytical Achievement Award from the U.S. Attorney’s Office, Constituency of Massachusetts, and the SEC’s Distinction in Leadership Award.  In recollection of her work on behalf of the SEC’s LGBT Group, Dr. Becker has also expected the SEC’s Diversity and Inclusion Award. 

“I am thankful to Dr. Becker for taking on this vital role administration the elemental breakdown and investigate that DERA provides in support of the Fee’s work,” said Chairman Jay Clayton.  “Dr. Becker’s demonstrated stanchness to rigorous fiscal breakdown, and the respect she has earned from her colleagues, will serve the agency and Main Street investors well.” 

“I am honored to have an chance to expand my work with the dyed-in-the-wool and hard-working staff in DERA,” said Dr. Becker.  “It has been a pleasure to lead an exceptionally talented and collegial office within the Rift, and I look forward to the chance to say across the broad range of DERA actions.”

Before joining the SEC, Dr. Becker was a Principal with Chicago Partners LLC, where she particular in securities legal action.  Prior to Chicago Partners, she was a Principal with the Fiscal Consulting group at Deloitte Fiscal Advisory Air force LLP where she provided expert authentication and breakdown in securities legal action matters as well as narrow disputes.  Dr. Becker expected an MBA and Ph.D. in Fiscal Economics from The Academe of Chicago Modify School of Affair, and a B.A. in Psychology from Yale Academe.  Dr. Becker taught corporate finance at The Academe of Chicago Modify School of Affair and her investigate has been in print in the Journal of Fiscal Intermediation.

SEC.gov Updates: Press Releases – https://www.sec.gov/news/press-release/2018-99